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Disclosures & Disclaimers

Mandatory disclosures as per SEBI (Research Analysts) Regulations, 2014

SEBI Registration Details

Registered Name

Nitish Goyal

Trade Name / Brand

Trading Baniya

SEBI Registration No.

INH000025993

Registration Type

Individual Research Analyst

Registered Address

SCO 17, First Floor, Opposite Balaji Enclave-II, Logarh Road, Zirakpur, Mohali, Punjab - 140603

Contact Details

Tel: +91 70092 74826

Email: support@tradingbaniya.com

SEBI / RAASB

Enlisted with RAASB (BSE Limited) | Verify on SEBI Website

Mandatory Disclaimer

Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

Nature of Research Services

Services Provided:

  • Equity research reports and analysis
  • Market views and research commentary
  • Technical and fundamental analysis on securities
  • Educational content on market structure and risk management

This Is NOT:

  • Personalized investment advice (RA is not an Investment Adviser)
  • Portfolio management services
  • Guaranteed or assured returns of any kind
  • Solicitation to buy, sell, or hold specific securities
  • Execution of trades on behalf of clients
Risk Disclosure

Equity markets involve substantial risk. Past performance is not indicative of future results. You can lose some or all of your invested capital.

Derivatives (F&O) carry higher risk and may result in significant losses, potentially exceeding your initial investment.

Any investment made based on recommendations in research reports are subject to market risks, and recommendations do not provide any assurance of returns. There is no recourse to claim any losses incurred on the investments made based on the recommendations in the research report. Any reliance placed on the research report provided by the RA shall be as per the client's own judgement and assessment of the conclusions contained in the research report.

Conflict of Interest & Trading Restrictions

As per Regulation 16 of RA Regulations, the research analyst and associates shall not deal or trade in any securities that the research analyst recommends or follows within 30 days before and 5 days after publication of a research report on the subject company.

The research analyst shall not deal or trade directly or indirectly in securities contrary to the given recommendation.

Any financial interest or conflict of interest in the subject company will be disclosed in the respective research report.

Disclosure on Use of Artificial Intelligence

As per Regulation 24(7) and 19(vii) of the RA Regulations, it is hereby disclosed that Artificial Intelligence tools (including but not limited to Equity Muni) may be used in the process of providing research services. The research analyst is solely responsible for the security, confidentiality, and integrity of client data, use of any data for research services, and compliance of AI-based outputs with applicable laws. The extent of AI usage will be disclosed to clients at the time of sharing terms and conditions.

Securities Mentioned

The securities quoted in any content on this website, social media, YouTube, or community forums are for illustration only and are not recommendatory unless explicitly stated as part of a research report with full disclosures.

Grievance Redressal / Escalation Matrix

Step 1: Contact the Research Analyst

Grievance Officer: Nitish Goyal

Email: support@tradingbaniya.com

Phone: +91 70092 74826

The RA shall resolve grievances within 7 business working days.

Step 2: SEBI SCORES Platform

If the resolution is unsatisfactory, lodge a complaint on SEBI's SCORES platform.

Website: https://scores.sebi.gov.in

Step 3: Online Dispute Resolution (ODR)

Smart ODR portal: https://smartodr.in

Step 4: SEBI Office (Physical Complaints)

Office of Investor Assistance and Education,

Securities and Exchange Board of India,

SEBI Bhavan, Plot No. C4-A, 'G' Block,

Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051

SEBI Toll Free Helpline

1800 22 7575 / 1800 266 7575